For Succession Planning, the Market is Not Your Master By Keith Gregg, CEO of Chalice Financial Network
You’ve worked hard to make sure you’re attracting the best employees by staying competitive with the biggest firms out there.
Compliance is about as much fun as a toothache. And yet it’s vital. Having compliance covered means you can get on with business absolutely secure in the knowledge you’re right with your clients, right with your partners and right with the SEC and/or Finra.
Troy Daum, who owns Wealth Dynamics in San Diego, believes employee benefits are vital for equipping his independent RIA to compete for talent with large rivals like megabanks and super regionals.
Jessica Burch, managing director of Bryce Point Insurance Agency, underlines the threat posed by cybersecurity breaches to small and midsize financial-service firms — and how her firm and its affiliate Coalition work with Chalice to protect these businesses.
How’s your marketing working for you? Awful, right? OK, so that’s where Snappy Kraken comes to the rescue
Small- to medium-size business owners are practical-minded people. They have to be.